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“When Chair Gensler on the SEC in 2021 stated, ‘Are available in and register,’ we did,” stated Robinhood Markets’ chief compliance lawyer Dan Gallagher in his testimony. “We went by means of a 16-month course of with the SEC workers making an attempt to register a particular function dealer supplier. After which we had been fairly summarily informed in March that that course of was over and we’d not see any fruits of that effort,” he added.
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